Set out the control framework
Associate documented risks with the relevant controls, owners, policies and testing schedules.
Keep financial crime control issues and remediation under review.
Lexa provides an oversight record for your control framework. It brings together risk assessments, control ownership, testing documents and remediation actions so reviewers can examine the position without reconstructing it from separate lists.
THE WORK YOUR TEAM MANAGES
Financial crime oversight
Policies, testing reports and open actions may sit outside the systems used to perform daily financial crime checks. That makes it harder for oversight teams to establish what is overdue, which control is affected and who is responsible.
Lexa supports governance and oversight. It does not replace transaction monitoring, customer screening, investigations or specialist financial crime judgments.
WORKING IN LEXA
How the workflow operates
Review exceptions and findings
Import or record management-level findings, attach supporting documents and assign their priority for review.
Manage remediation
Track the agreed actions, dependencies and closure decisions, retaining the record of who reviewed the work.
RECORDS AND OUTPUTS
What the workspace maintains
- Risk and control registers
- Testing and assurance records
- Exceptions and remediation actions
- Management reporting and approvals
SHARED PRODUCT CAPABILITIES
Use the same records
across your reviews.
Ownership, document history, actions and approvals are shared platform capabilities. A record can support more than one regulatory workflow while retaining its original source and review history.